FINRA Certification Exams

Choose your FINRA exam code below. Every exam includes PDF questions & answers and practice test software.

FINRA Exam List

Exam Code	Status	Price
Series 14 Compliance Officer Certification	Regularly updated	$51.99
Series 16 Supervisory Analysts Certification	Regularly updated	$51.99
Series 22 Direct Participation Programs Limited Representative Certification	Regularly updated	$51.99
Series 23 General Securities Principal Sales Supervisor Module Certification	Regularly updated	$60.99
Series 24 General Securities Principal Certification	Regularly updated	$70.99
Series 26 Investment Company and Variable Contracts Products Principal Certification	Regularly updated	$60.99
Series 26 Investment Company ProductsVariable Contracts Limited Principal Certification	Regularly updated	$60.99
Series 27 Financial and Operations Principal Certification	Regularly updated	$60.99
Series 28 Introducing Broker-Dealer Financial and Operations Principal Certification	Regularly updated	$60.99
Series 28 Introducing BrokerDealer Financial and Operations Principal Certification	Regularly updated	$60.99
Series 30 NFA Branch Manager (formerly Branch Managers Futures) Certification	Regularly updated	$51.99
Series 30 NFA Branch Manager (formerly, Branch Managers Futures) Certification	Regularly updated	$51.99
Series 30 NFA Branch Manager Certification	Regularly updated	$51.99
Series 31 Futures Managed Funds Certification	Regularly updated	$51.99
Series 32 Limited Futures Regulations Certification	Regularly updated	$51.99
Series 34 Retail Off-Exchange Forex Certification	Regularly updated	$51.99